Lu Xun (183 – 19 March 245), courtesy name Boyan, also sometimes called Lu Yi, was a Chinese military general and politician of the state of Eastern Wu during the Three Kingdoms period. He began his career as an official under the warlord Sun Quan in the 200s during the late Eastern Han dynasty and steadily rose through the ranks. In 219, he helped Sun Quan's general Lü Meng invade Jing Province, which led to the defeat and death of Liu Bei's general Guan Yu. In 222, he served as the field commander of the Wu army in the Battle of Xiaoting against Liu Bei's forces and scored a decisive victory over the opponent. Lu Xun reached the pinnacle of his career after this battle as Sun Quan regarded him more highly, promoted him to higher positions, and bestowed upon him unprecedented honors.
Throughout the middle and later parts of his career, Lu Xun oversaw both civil and military affairs in Wu while occasionally participating in battles against Wu's rival state, Wei. In his final years, Lu Xun was drawn into a succession struggle between Sun Quan's sons and fell out of Sun Quan's favor as a consequence. He managed to retain his appointment as Imperial Chancellor—an office he assumed in 244—but died a year later in frustration. Lu Xun's role in the Wu government was likened to that of a custos morum, as he believed firmly in and upheld Confucian principles and practices. On the one hand, he provided constant and timely advice to Sun Quan to exercise benevolence and consider the people's welfare. On the other, he vehemently objected to Sun Quan's idea of replacing his legitimate heir apparent in favor of a younger son.
Family background Lu Xun's original given name was "Yi" (), hence he was sometimes referred to as "Lu Yi" in older historical records. He was born in a family of high social status in Wu County, Wu Commandery, which is present-day Suzhou, Jiangsu. His grandfather Lu Yu () and father Lu Jun () served as officials in the government of the Eastern Han dynasty.(陸氏世頌曰:遜祖紆,字叔盤,敏淑有思學,守城門校尉。父駿,字季才,淳懿信厚,為邦族所懷,官至九江都尉。) Lu Shi Shisong annotation in Sanguozhi vol. 58. The Lu clan, which he was from, was one of the four most influential clans in Wu Commandery and also in the Jiangdong region at the time.
As he was orphaned at a young age, Lu Xun was raised by his granduncle, Lu Kang (陸康), who served as the Administrator () of Lujiang Commandery () under the Han government. Lu Kang was originally on friendly terms with the warlord Yuan Shu, but relations between them soured after Lu Kang broke ties with Yuan Shu when the latter declared himself emperor – an act deemed treasonous against the Han emperor. When Lu Kang heard that Yuan Shu was planning to attack Lujiang Commandery, he immediately sent Lu Xun and his relatives back to Wu Commandery for their safety. After Lu Kang died from illness during the siege of Lujiang, Lu Xun became the new head of the Lu family because he was older than Lu Ji (Lu Kang's son) in terms of age,(陸遜字伯言,吳郡吳人也。本名議,世江東大族。 ... 遜少孤,隨從祖廬江太守康在官。袁術與康有隙,將攻康,康遣遜及親戚還吳。遜年長於康子績數歲,為之綱紀門戶。) Sanguozhi vol. 58. even though Lu Ji (陸績) was one generation older than him.
Early career
As a county-level official In the early 200s, when Lu Xun was 20 years old, he came to serve the warlord Sun Quan, who was nominally a subject of the Han emperor, but had full autonomy in governing the territories in Jiangdong he inherited from his elder brother, Sun Ce. Lu Xun started his career as a minor officer in Sun Quan's office. He later became a Foreman Clerk in the East and West Bureaus () and the Tuntian Commandant of Haichang (海昌屯田都尉; jurisdiction in present-day Haining, Zhejiang), before he was appointed as a county-level official. When the county was plagued by consecutive years of drought, Lu Xun opened up the granaries and distributed food supplies to the people, and promoted agriculture. The people benefited from his policies. At the time, there were many households in Wu, Kuaiji, and Danyang () commanderies who were hiding from the government because they wanted to evade taxes and conscription. Lu Xun had them tracked down, registered and resettled. Some able-bodied young men were drafted for military service while others were recruited for agricultural labour.(孫權為將軍,遜年二十一,始仕幕府,歷東西曹令史,出為海昌屯田都尉,并領縣事。 ... 縣連年亢旱,遜開倉穀以振貧民,勸督農桑,百姓蒙賴。時吳、會稽、丹楊多有伏匿,遜陳便宜,乞與募焉。) Sanguozhi vol. 58.
Eliminating bandit forces Early in his career, Lu Xun joined Sun Quan's forces in eliminating bandits in the Jiangdong territories who had been terrorising the region for years and posed serious threats to Sun Quan's administration. He organised a militia to attack the bandits led by Pan Lin () in Kuaiji Commandery, passing through treacherous territory and pacifying those who stood in his way. The number of troops under his command increased to over 2,000. When another bandit chief, You Tu (), caused trouble in Poyang County, Lu Xun led an army to attack the bandits and achieved success. He was commissioned as Colonel Who Establishes Might () and ordered to garrison at Lipu County.(會稽山賊大帥潘臨,舊為所在毒害,歷年不禽。遜以手下召兵,討治深險,所向皆服,部曲已有二千餘人。鄱陽賊帥尤突作亂,復往討之,拜定威校尉,軍屯利浦。) Sanguozhi vol. 58.
Lu Xun once advised Sun Quan to eliminate local bandit forces in Jiangdong first because they would hinder him in his aims to achieve supremacy over China. Sun Quan heeded Lu Xun's words and appointed him as a Commandant of the Right Section () under him. Fei Zhan (), a bandit chief in Danyang Commandery, had received an official appointment from Cao Cao, a leading warlord who was also the de facto head of the Han government. Cao Cao had secretly instructed Fei Zhan to instigate the Shanyue tribes in Jiangdong to cause trouble for Sun Quan. In response, Sun Quan sent Lu Xun to attack Fei Zhan. Lu Xun had a much smaller army as compared to Fei Zhan, but he deceived the enemy into thinking that he had more troops. He prepared more flags and banners, spread out his war drums, ordered his men to sneak into the valleys at night and beat the drums loudly, so as to create an illusion of an overwhelming army. He emerged victorious over Fei Zhan.(... 數訪世務,遜建議曰:「方今英雄棊跱,豺狼闚望,克敵寧亂,非衆不濟。而山寇舊惡,依阻深地。夫腹心未平,難以圖遠,可大部伍,取其精銳。」權納其策,以為帳下右部督。 ... 會丹楊賊帥費棧受曹公印綬,扇動山越,為作內應,權遣遜討棧。棧支黨多而往兵少,遜乃益施牙幢,分布鼓角,夜潛山谷間,鼓譟而前,應時破散。) Sanguozhi vol. 58.
Lu Xun sent his troops into the three commanderies in eastern Jiangdong, where he drafted many able-bodied young men for military service while the less physically fit ones were recruited for agricultural labour. He drafted tens of thousands of soldiers in total. He also cleared the region of opposing forces before returning to a garrison at Wuhu.(遂部伍東三郡,彊者為兵,羸者補戶,得精卒數萬人,宿惡盪除,所過肅清,還屯蕪湖。) Sanguozhi vol. 58.
Conflict with Chunyu Shi Chunyu Shi (), the Administrator of Kuaiji Commandery, once accused Lu Xun of oppressing and disturbing the common people. When Lu Xun travelled to Wu Commandery to meet Sun Quan and explain himself, he praised Chunyu Shi for being an excellent civil official. Sun Quan was puzzled so he asked Lu Xun, "Chunyu Shi made accusations against you, yet you praise him. Why?" Lu Xun replied, "Chunyu Shi was concerned about the people's welfare when he made accusations against me. If I rebuked him, I'll be violating my principles. This is something I won't do." Sun Quan said, "This is something a person with good morals will do and something which ordinary people aren't capable of doing."(會稽太守淳于式表遜枉取民人,愁擾所在。遜後詣都,言次,稱式佳吏,權曰:「式白君而君薦之,何也?」遜對曰:「式意欲養民,是以白遜。若遜復毀式以亂聖聽,不可長也。」權曰:「此誠長者之事,顧人不能為耳。」) Sanguozhi vol. 58.
Invasion of Jing Province
Planning for the invasion Around 215, about six years after the Battle of Red Cliffs, Sun Quan had territorial disputes with his ally, Liu Bei, over southern Jing Province. Tensions between them nearly escalated to the point of armed conflict. However, after tense negotiations between Lu Su (Sun Quan's representative) and Guan Yu (Liu Bei's representative), both sides eventually agreed to divide southern Jing Province between their respective domains along the Xiang River.(備遂割湘水為界,於是罷軍。) Sanguozhi vol. 54. Guan Yu guarded Liu Bei's territories in southern Jing Province while Lü Meng was in charge of Sun Quan's.(魯肅卒,蒙西屯陸口,肅軍人馬萬餘盡以屬蒙。又拜漢昌太守,食下雋、劉陽、漢昌、州陵。與關羽分土接境,知羽驍雄,有并兼心,且居國上流,其勢難乆。) Sanguozhi vol. 54.
In 219, Lü Meng came up with a plan to help Sun Quan seize control of Liu Bei's territories in Jing Province. He pretended to be sick and asked for permission to return to Jianye to seek medical treatment. Sun Quan played along by pretending to approve his request. Lu Xun went to visit Lü Meng and said, "Guan Yu is near the border. How can we remain far behind the border and not worry about having to guard against him?" Lü Meng replied, "What you've said is true, but I'm seriously ill now." Lu Xun then said, "Guan Yu is proud of his own valour and he scorns others. He may have made great achievements, but he's overly conceited. Besides, he's heading north and he has never seen us a threat. When he knows you're sick, he'll definitely lower his defences. If we attack him when he lowers his guard, we can capture him. I came here to discuss with you a plan to attack him." Lü Meng replied, "Guan Yu is known for his bravery and ferocity in battle, and he's a formidable foe. Besides, he's in control of Jing Province. He governs with virtue and has made great accomplishments, while the morale of his army is at its peak. It won't be easy to defeat him."(呂蒙稱疾詣建業,遜往見之,謂曰:「關羽接境,如何遠下,後不當可憂也?」蒙曰:「誠如來言,然我病篤。」遜曰:「羽矜其驍氣,陵轢於人。始有大功,意驕志逸,但務北進,未嫌於我,有相聞病,必益無備。今出其不意,自可禽制。下見至尊,宜好為計。」蒙曰:「羽素勇猛,旣難為敵,且已據荊州,恩信大行,兼始有功,膽勢益盛,未易圖也。」) Sanguozhi vol. 58.
Succeeding Lü Meng When Lü Meng arrived in Jianye, Sun Quan asked him, "Who can replace you?" Lü Meng responded, "Lu Xun is careful and thoughtful. He has the ability to shoulder this important responsibility. Based on my observations of him, I believe he's capable of taking up greater responsibilities in the future. Besides, he's relatively unknown, so Guan Yu won't be wary of him. This can't be better. If he's appointed, our enemies will be unaware of our intentions, while we can assess our strengths better and seek an opportunity to launch the attack." Sun Quan followed Lü Meng's suggestion and commissioned Lu Xun as a Lieutenant-General () and Inspector of the Right Section () to replace Lü Meng in Jing Province.(蒙至都,權問:「誰可代卿者?」蒙對曰:「陸遜意思深長,才堪負重,觀其規慮,終可大任。而未有遠名,非羽所忌,無復是過。若用之,當令外自韜隱,內察形便,然後可克。」權乃召遜,拜偏將軍右部督代蒙。) Sanguozhi vol. 58.
When Lu Xun arrived at Lukou (陸口; at Lushui Lake near present-day Chibi, Hubei) to assume his new office, he wrote to Guan Yu to flatter him:
Later, after Guan Yu defeated Yu Jin at the Battle of Fancheng, Lu Xun wrote a letter to Guan again to flatter him and put him off guard:
Invasion and pacification of Jing Province